Investment Management Advisors

28 FCA-registered investment specialists in the Cotswolds

0.5%-1.5%Typical AUM Fee
£100K-£250KTypical Minimum
FCA RegulatedAll Advisors

Why Use an Investment Management Advisor?

Building and preserving wealth requires more than just picking a few stocks or funds. Professional investment management involves strategic asset allocation, tax-efficient investing, regular rebalancing, risk management, and adapting to changing markets and personal circumstances.

The advisors listed below are FCA-registered investment managers and wealth planners in the Cotswolds region. They offer discretionary or advisory portfolio management, typically using low-cost index funds or actively managed strategies depending on your goals, risk tolerance, and timeline. Whether you're investing £100,000 or £5 million, these advisors provide ongoing portfolio oversight, tax-efficient ISA and pension strategies, and long-term wealth planning.

Portfolio Management
ISA Planning
Tax Efficiency
Risk Management
Regular Rebalancing
Wealth Planning

28 Investment Management Advisors

Featured
Chartered Financial Planner✓ FCA Registered

Cirencester

01285 372 382

Fee-only

Retirement PlanningInvestment ManagementPension AdviceWealth Management
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Directory Enquiries Only • No Advice Given

Chartered Financial Planner✓ FCA Registered

Cirencester

01285 702 340

Fee-only

Investment PlanningRetirement PlanningTax PlanningEstate Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planner✓ FCA Registered

Gloucester

01452 260 840

Fee-only

Personal Financial PlanningWealth ManagementMortgage AdviceEquity Release+2 more
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Gloucester

07387 788924

Fee-only

PensionsInvestmentsInheritance Tax PlanningLong-Term Care Planning+2 more
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Directory Enquiries Only • No Advice Given

Chartered Financial Planner✓ FCA Registered

Gloucester

Contact via website

Fee-based

Financial PlanningPension AdviceInvestment ManagementRetirement Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Gloucester

Contact via website

Fee-based

Financial PlanningInvestment AdvicePension PlanningProtection
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Directory Enquiries Only • No Advice Given

Chartered✓ FCA Registered

Cheltenham

01242 123 456

Hybrid

PensionsInvestmentsProtectionMortgages
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Directory Enquiries Only • No Advice Given

Chartered with CISI✓ FCA Registered

Cheltenham

01242 246 855

Fee-only

Wealth ManagementFinancial PlanningRetirement PlanningInvestment Management
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Cheltenham

01242 514 674

Fee-only

IHT PlanningPension AdviceInvestment ServicesRetirement Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Cheltenham

0800 915 0000

Fee-only

Investment AdvicePension PlanningTax PlanningWealth Management
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Directory Enquiries Only • No Advice Given

Chartered Wealth Managers✓ FCA Registered

Cheltenham

0330 038 8941

Fee-only

Wealth ManagementInvestment PlanningRetirement PlanningPension Advice
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Directory Enquiries Only • No Advice Given

FCA Authorised✓ FCA Registered

Tetbury

Contact via website

Fee-based

Retirement PlanningWealth ManagementMortgagesInvestment Advice+2 more
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Tetbury

Contact via website

Fee-based

Wealth ManagementRetirement SolutionsInvestment PlanningInheritance Tax Planning
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Directory Enquiries Only • No Advice Given

Chartered Investment Manager✓ FCA Registered

Tetbury Area

0330 038 8939

Fee-based

Investment ManagementPensionsRetirement PlanningInheritance Planning+1 more
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Witney

01993 772467

Fee-only

Financial PlanningInvestment ManagementRetirement PlanningTax Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Chipping Norton

01608 646 738

Fee-only

Investment PlanningPension PlanningProtectionRetirement Planning
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Directory Enquiries Only • No Advice Given

Chartered✓ FCA Registered

Oxford

01865 761 182

Hybrid

Pension AdviceEmployee BenefitsInvestment PlanningFinancial Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planning✓ FCA Registered

Oxford

01865 559 200

Fee-only

Wealth ManagementInvestment PlanningRetirement PlanningTax Planning
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Directory Enquiries Only • No Advice Given

Independent Financial Advisors✓ FCA Registered

Oxford

01865 792 001

Fee-only

Investment PlanningFinancial PlanningRetirement PlanningWealth Management
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Directory Enquiries Only • No Advice Given

Chartered Financial Planners✓ FCA Registered

Bath

01225 420 010

Fee-only

Financial PlanningInvestment ManagementPension AdviceProtection
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Directory Enquiries Only • No Advice Given

IFA✓ FCA Registered

Bath

01225 466 355

Hybrid

InsurancePensionsMortgagesLife Cover+1 more
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Directory Enquiries Only • No Advice Given

Independent Financial Advisors✓ FCA Registered

Bath

01225 471 700

Fee-only

Financial PlanningRetirement PlanningInvestment AdviceProtection
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Directory Enquiries Only • No Advice Given

Award-Winning Financial Planner✓ FCA Registered

Winchcombe

Contact via website

Fee-based

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
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Directory Enquiries Only • No Advice Given

Independent Financial Advisers✓ FCA Registered

Cirencester/Winchcombe

Contact via website

Fee-based

Financial PlanningInvestment AdviceRetirement PlanningPension Advice
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Directory Enquiries Only • No Advice Given

Financial Adviser✓ FCA Registered

Malmesbury

0330 038 8938

Fee-based

Wealth ManagementFinancial PlanningInvestment AdviceRetirement Planning
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Directory Enquiries Only • No Advice Given

Chartered Financial Planner✓ FCA Registered

Malmesbury

Contact via St. James's Place

Fee-based

Financial PlanningWealth ManagementRetirement PlanningInvestment Advice
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Directory Enquiries Only • No Advice Given

Independent Financial Adviser✓ FCA Registered

Bourton-on-the-Water/Woodstock

Contact via website

Fee-based

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
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Directory Enquiries Only • No Advice Given

Financial Advisers✓ FCA Registered

Woodstock

01993 813500

Fee-based

Financial PlanningInvestment AdviceRetirement PlanningWealth Management
View Profile

Directory Enquiries Only • No Advice Given

What to Look for in an Investment Management Advisor

  • FCA registration: Verify at register.fca.org.uk before proceeding
  • Fee transparency: Clear AUM percentage, no hidden charges, all costs disclosed in writing
  • Investment philosophy: Ask if they use active or passive strategies, and why
  • Qualifications: Chartered Financial Planner, CFA (Chartered Financial Analyst), or CFP® credentials
  • Portfolio minimums: Ensure your portfolio size meets their minimums (typically £100k-£250k)
  • Platform choice: Low-cost platforms (Vanguard, Fidelity, AJ Bell) vs expensive proprietary platforms
  • Fund costs: Total cost should be advisor fee + platform fee + fund OCF (aim for under 1.5% total)
  • Communication frequency: Quarterly or annual reviews? Email/phone access between meetings?

Find Investment Advisors in Your City

Wondering about costs? Read our comprehensive fee guide to understand investment management pricing.

Planning retirement? Check out our retirement planning advisors for pension and income strategies.

Frequently Asked Questions

How much do investment management advisors charge in the Cotswolds?

Investment management advisors in the Cotswolds typically charge 0.5%-1.5% of assets under management (AUM) annually. Fees are tiered: larger portfolios (£1m+) often pay 0.5%-0.75%, while smaller portfolios (£100k-£250k) may pay 1%-1.5%. For a £500,000 portfolio at 1%, you'd pay £5,000 per year. Some advisors also charge initial planning fees of £2,000-£5,000. Always request total cost disclosure including platform fees and fund ongoing charges (OCF).

What's the minimum portfolio size for investment management?

Most Cotswolds investment advisors have minimums of £100,000-£250,000 for ongoing discretionary management. Some wealth managers specializing in high-net-worth clients have £500,000 or £1 million minimums. For smaller portfolios (under £100k), consider robo-advisors like Vanguard, Nutmeg, or Moneyfarm (0.15%-0.35% fees), or hire a fee-only advisor for one-off portfolio setup (£1,000-£2,500) and manage it yourself via a low-cost platform.

Should I use an active or passive investment strategy?

Passive investing (low-cost index funds tracking the FTSE 100, S&P 500, or global equity indices) has lower fees (0.05%-0.3% OCF) and historically outperforms most active managers over 10+ years. Active management (fund managers picking individual stocks) has higher fees (0.5%-2% OCF) and rarely beats the market long-term after costs. However, active strategies may suit specific goals like ethical investing, tax-loss harvesting, or income generation. A good advisor will explain both options and recommend based on your circumstances—not commission.

What's the difference between discretionary and advisory management?

Discretionary management: The advisor has authority to make investment decisions on your behalf without seeking approval for each trade. You set the overall strategy and risk level, and they execute it. This is common for busy professionals who want hands-off management.

Advisory management: The advisor recommends investments, but you must approve each trade. This gives you more control but requires more involvement. Most Cotswolds advisors offer both models, with discretionary being more popular for portfolios over £250k.

How often should I review my investment portfolio?

Most investment advisors conduct formal portfolio reviews quarterly or bi-annually. Annual reviews are the minimum for long-term investors. However, rebalancing (selling winners, buying losers to maintain target allocation) should happen more frequently— typically quarterly or when allocations drift 5%+ from target. Good advisors also proactively contact you after major market events or life changes (inheritance, retirement, divorce) to reassess strategy. Avoid advisors who only contact you once a year for a 20-minute call.

Should I invest in ISAs, pensions, or general investment accounts?

Priority order for most people:
1. Pension: Maximize employer contributions (free money) and get 20%-45% tax relief
2. ISA: £20,000/year allowance, tax-free growth and withdrawals, no age restrictions
3. General Investment Account (GIA): For amounts exceeding pension and ISA limits

ISAs are ideal for medium-term goals (5-20 years) or early retirement funds since you can withdraw anytime tax-free. Pensions are best for long-term retirement savings (can't access until 55/57) but offer better tax relief. A good investment advisor will optimize across all three based on your age, income, and goals.

What returns should I expect from a managed portfolio?

Historical long-term stock market returns (FTSE All-Share, S&P 500) average 7%-10% annually before fees and inflation. After a 1% advisor fee and 0.2% fund costs, expect 5.8%-8.8% net returns. However, returns vary wildly year-to-year: you might see +20% one year and -15% the next. Bond-heavy portfolios (lower risk) typically return 3%-6% annually, while aggressive equity portfolios target 7%-10%. Be wary of advisors promising guaranteed returns above market averages—if it sounds too good to be true, it is. Past performance doesn't guarantee future results.

Ready to Grow Your Wealth?

Connect with FCA-registered investment management advisors in the Cotswolds for professional portfolio management

Disclaimer: This is a directory service. We do not provide financial advice or investment recommendations. Always verify FCA registration at register.fca.org.uk before engaging an advisor. Investment values can go down as well as up, and you may get back less than you invested. Past performance is not a reliable indicator of future results.